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SEC PUBLIC COMMENTS SOUGHT ON CHANGES TO DW RULES 

SEC PUBLIC COMMENTS SOUGHT ON CHANGES TO DW RULES 

January 25, 2018

The Securities and Exchange Commission of Thailand (SEC) is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing disclosure related to the DW prices for the benefit of investors' decisionmaking, according to a press release yesterday. 

SHIFT IN SEC RULE 

November 21, 2017

Securities and Exchange Commission (SEC) announced to shift its paid-up capital rule for securities and futures businesses from types of licences to business risk or types of service users for their proper risks and competitiveness. 

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